Michael Dose
Michael Dose is a ChFC-designated registered investment advisor at Cambridge Investment Research Advisors, INC., based in San Diego, CA, with 38 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
San Diego, CA
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
November 2009Customer Dispute
May 2009Other Business ActivitiesSells Insurance
Michael operates The Retirement Strategy Connection, doing business as a fixed insurance, securities, and advisory business, and works as an insurance agent. This takes about half of his time. Michael also owns an Amazon store selling consumer goods, dedicating minimal time to it.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Emerson Equity LLC
Emerson Equity LLCBroker
Dempsey Lord Smith, LLC
Dempsey Lord Smith, LLCBroker
Center Street Advisors, INC.
Center Street Securities, INC.Broker
Gradient Wealth Management
Gradient Securities, LLCBroker
Gradient Advisors, LLC
Infinity Financial ServicesBroker
Infinity Financial Services
LPL Financial Corporation
LPL Financial CorporationBroker
Pruco Securities CorporationBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.