James Winklhofer
James Winklhofer is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Encino, CA, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
16133 Ventura Blvd, Suite 700, Encino, CA, 91436
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James works as a non-variable insurance broker since 1995, dedicating a few hours per week to this activity. He also has a real estate trust deed investment since 2020, requiring minimal time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Raymond James Financial Services
Ids Life Insurance CompanyBroker
Integrated Resources Equity CorporationBroker
State Registrations24 states
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