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James Chesser

38 Years of Experience
Champaign, IL
2 DisclosuresBrokerSells Insurance

James Chesser is a registered investment advisor at MML Investors Services, LLC, based in Champaign, IL, with 38 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

701 Devonshire Dr, Suite B7, Champaign, IL, 61820

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2016
Settled
Customer Dispute
September 2016
Settled
Other Business ActivitiesSells Insurance

James is an insurance agent selling life, disability, long-term care, fixed annuities, and health insurance, dedicating about a quarter of his time. He also owns Exclusive Heart, LLC (healthcare - medical devices) and Chesser Financial, spending full-time hours on client sales, securities, life insurance, annuities, asset management, and advisor oversight.

Employment History
Current Registrations
MML Investors Services, LLC
June 2022 - Present · 4 yrs 4 mos
MML Investors Services, LLCBroker
May 2022 - Present · 4 yrs 5 mos
Previous Registrations
On Investment Management CO
July 2006 - April 2022 · 15 yrs 9 mos
The O.N. Equity Sales CompanyBroker
September 1995 - April 2022 · 26 yrs 7 mos
Commonwealth Equity Services, INC.Broker
July 1992 - September 1995 · 3 yrs 2 mos
Kavanaugh Securities, INC.Broker
December 1988 - July 1992 · 3 yrs 7 mos
John Nuveen & CO., IncorporatedBroker
March 1988 - December 1988 · 9 mos
State Registrations35 states
ALARAZCACODEFLGAIAILINKSKYMAMDMIMNMOMSNCNHNMNYOHOKORPARISCTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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