MW
MW

Monica Woodward

38 Years of Experience
Houston, TX
Broker

Monica Woodward is a registered investment advisor at Morgan Stanley, based in Houston, TX, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

2800 Post Oak Boulevard, 18th Floor, Houston, TX, 77056

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Monica serves as a Power of Attorney (POA) in two instances, both investment-related and in a successor role. These activities require minimal time.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
May 1997 - June 2009 · 12 yrs 1 mo
Citigroup Global Markets INC.Broker
May 1997 - June 2009 · 12 yrs 1 mo
Copeland Equities, INC.Broker
June 1989 - May 1997 · 7 yrs 11 mos
Waddell & Reed, INC.Broker
October 1987 - June 1989 · 1 yr 8 mos
State Registrations29 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Monica Woodward - Financial Advisor | TrueAdvisor