DC
DC
Dominick Ciocia
35 Years of Experience
Lake Ronkonkoma, NY
2 DisclosuresBrokerSells Insurance
Dominick Ciocia is a registered investment advisor, based in Lake Ronkonkoma, NY, with 35 years of industry experience.
Location
500 Portion Road, Suite 4 & Suite 2, Lake Ronkonkoma, NY, 11779
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Regulatory History (2)
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Customer Dispute
June 2002Settled
Criminal
August 1977Final Disposition
Other Business ActivitiesSells Insurance
Dominick works as a tax preparer for B. Riley Wealth Tax, dedicating nearly full-time hours, including time during securities trading hours. He also works as an insurance agent for B. Riley Wealth Insurance, spending about 10-20% of his time, including time during securities trading hours.
Employment History
Current Registrations
B. Riley Wealth Management
October 2021 - Present · 4 yrs 7 mos
B. Riley Wealth ManagementBroker
October 2021 - Present · 4 yrs 7 mos
B. Riley Wealth Advisors, INC.
May 2014 - Present · 12 yrs
Previous Registrations
National Securities CorporationBroker
November 2013 - July 2022 · 8 yrs 8 mos
Asset & Financial Planning, LTD
July 2002 - May 2014 · 11 yrs 10 mos
Prime Capital Services, INC.Broker
March 1999 - November 2013 · 14 yrs 8 mos
Royal Alliance Associates, INC.Broker
January 1991 - January 1999 · 8 yrs
MML Investors Services, INC.Broker
July 1990 - December 1990 · 5 mos
State Registrations17 states
CACTDEFLGAMAMDNCNJNYPARISCSDTNTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.