JP
JP
James Payton
38 Years of Experience
Burnsville, MN
1 DisclosureBroker
James Payton is a registered investment advisor at Cetera Investment Advisers LLC, based in Burnsville, MN, with 38 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Burnsville, MN
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Regulatory History (1)
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Employment Separation After Allegations
January 2005Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
January 2010 - Present · 16 yrs 4 mos
Previous Registrations
Cetera Advisor Networks LLC
January 2013 - June 2023 · 10 yrs 5 mos
Wells Fargo Investments, LLC
January 2009 - January 2010 · 1 yr
Wells Fargo Investments, LLCBroker
December 2008 - January 2010 · 1 yr 1 mo
Financial Network Investment CorporationBroker
January 2005 - December 2008 · 3 yrs 11 mos
Piper Jaffray & CO.Broker
January 1988 - January 2005 · 17 yrs
State Registrations7 states
CAHIINMNSDTXWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.