Steven Anthony Bassetto

35 Years of Experience

2 DisclosuresSells Insurance

Areas of Practice

Investment ManagementFinancial Planning & CoachingRetirement PlanningTax PlanningEstate PlanningEducation PlanningInsurance Planning

Optivise Advisory Services LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

21 advisors

Number of Clients

1,216 clients

Average Client Portfolio

$220K average

Assets Under Management

$267.4M

Fee Structure

Location

5733 W. Grande Market, Suite B, Appleton, WI, 54913

Get directions

History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

September 2018

Closed-No Action

Regulatory

July 2018

Final

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Steven is the President and an insurance agent at SB Financial Group since 2007, selling life insurance and annuities. This takes about half of his time, with some of that time occurring during trading hours.