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Steven Bassetto

Optivise Advisory Services LLC
36 Years of Experience
Appleton, WI
2 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Steven Bassetto is a registered investment advisor at Optivise Advisory Services LLC, based in Appleton, WI, with 36 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 1,233 clients with $290M in assets under management.

Optivise Advisory Services LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23 advisors
Number of Clients
1,233 clients
Average Client Portfolio
$234K average
Assets Under Management
$287.9M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.95%

Maximum annualized fee is 1.80% for non-options-based accounts and 1.95% for options-based accounts. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5733 W. Grande Market, Suite B, Appleton, WI, 54913

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2018
Closed-No Action
Regulatory
July 2018
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Steven is the President and an insurance agent at SB Financial Group since 2007, selling life insurance and annuities. This takes about half of his time, with some of that time occurring during trading hours.

Employment History
Current Registrations
Optivise Advisory Services LLC
February 2021 - Present · 5 yrs 8 mos
Previous Registrations
Sofos Investments, INC.
October 2015 - March 2020 · 4 yrs 5 mos
Redhawk Wealth Advisors, INC.
January 2012 - July 2016 · 4 yrs 6 mos
Monticello Investment Services, INC.
January 2011 - December 2011 · 11 mos
Midamerica Financial Services, INC.Broker
August 2010 - December 2011 · 1 yr 4 mos
Harbour Investments, INC.
March 2007 - August 2010 · 3 yrs 5 mos
Harbour Investments, INC.Broker
March 2007 - August 2010 · 3 yrs 5 mos
Ifmg Securities, INC.Broker
January 2005 - March 2007 · 2 yrs 2 mos
Associated Investment Services, INC.Broker
December 1997 - December 2004 · 7 yrs
Essex National Securities, INC.Broker
January 1994 - December 1997 · 3 yrs 11 mos
Invest Financial CorporationBroker
November 1992 - January 1994 · 1 yr 2 mos
CUNA Brokerage Services, INC.Broker
June 1992 - November 1992 · 5 mos
CUNA Brokerage Services, INC.Broker
February 1991 - February 1992 · 1 yr
Metlife Securities INC.Broker
January 1989 - March 1991 · 2 yrs 2 mos
Metropolitan Life Insurance CompanyBroker
January 1989 - March 1991 · 2 yrs 2 mos
State Registrations1 state
WI
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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