Denise Kowitz is a ChFC-designated registered investment advisor, based in Walnutport, PA, with 37 years of industry experience.
Location
Walnutport, PA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Denise works as VP of Operations at Strategic Advisor Group, focusing on branch operations since 2015. This investment-related activity takes nearly full-time hours.
Employment History
Current Registrations
Capfinancial Securities, LLC.Broker
February 2022 - Present · 4 yrs 3 mos
Capfinancial Securities, LLC.
February 2022 - Present · 4 yrs 3 mos
Captrust
September 2015 - Present · 10 yrs 8 mos
Previous Registrations
Mfp Strategies
November 2008 - December 2015 · 7 yrs 1 mo
M Holdings Securities, INC.Broker
September 2008 - January 2022 · 13 yrs 4 mos
Walnut Street Securities, INC.Broker
February 2008 - August 2008 · 6 mos
AXA Advisors, LLC
August 2007 - February 2008 · 6 mos
AXA Advisors, LLCBroker
August 2007 - February 2008 · 6 mos
Signator Investors, INC.
September 2004 - December 2005 · 1 yr 3 mos
Signator Investors, INC.Broker
February 1988 - June 2007 · 19 yrs 4 mos
John Hancock Mutual Life Insurance CompanyBroker
February 1988 - May 1997 · 9 yrs 3 mos
State Registrations1 state
PA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.