Edward Winters
Edward Winters is a registered investment advisor at Cetera Investment Advisers LLC, based in Phillipsburg, NJ, with 38 years of industry experience. Edward operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Phillipsburg, NJ
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Regulatory History (1)
Customer Dispute
May 2003Other Business ActivitiesSells Insurance
Edward operates under the DBA EM Winters Financial Services Inc. providing financial advice, securities, and fixed insurance sales, dedicating full-time hours to this endeavor. Additionally, Edward works as an insurance agent selling life insurance with various companies, spending a few hours per week on this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Investment Advisors & Consultants, INC.Broker
Cadaret, Grant & CO., INC.Broker
Focus II Securities, INC.Broker
Cadaret, Grant & CO., INC.Broker
Focus Securities, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.