Sean Berger is a CFP-designated registered investment advisor, based in Queensbury, NY, with 38 years of industry experience.
Location
310 Bay Rd, Queensbury, NY, 12804
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Sean owns racehorses through Bergermeister LLC, acts as a trustee for a family trust, owns rental real estate, and sells fixed annuities. He also provides investment advisory services through Wealth Enhancement Advisory Services LLC, dedicating nearly full-time hours to this.
Employment History
Current Registrations
Wealth Enhancement Brokerage Services, LLCBroker
Wealth Enhancement Advisory Services, LLC
Previous Registrations
LPL Financial LLCBroker
Adirondack Retirement Specialists
American Portfolios Financial Services, INC.Broker
Fsc Securities Corporation
Fsc Securities CorporationBroker
Wall Street Financial Group, INC.Broker
Wall Street Financial Group, INC.Broker
Cadaret, Grant & CO., INC.Broker
Key Investments INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
Royce Park Investments, INC.Broker
State Registrations29 states
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