Thomas Tarabicos
Thomas Tarabicos is a registered investment advisor at Wells Fargo Advisors, based in Roswell, GA, with 38 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
515 East Crossville Road, Suite 450, Roswell, GA, 30075
Get directionsHistory
Regulatory History (4)
Customer Dispute
March 2023Customer Dispute
July 1998Regulatory
May 1991Regulatory
October 1989Other Business Activities
Thomas has 100% ownership in Covenant Wealth Management, LLC, an investment-related business. He spends about a quarter of his time on this activity.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLCBroker
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
A. F. Best Securities, INC.Broker
Lehman Brothers INC.Broker
The G.M.S. Group, INC.Broker
J. T. Moran & CO., INC.Broker
U.S. Advisors, INC.Broker
Hanifen, Imhoff Securities CORP.Broker
Graystone Nash, INC.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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