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Thomas Tarabicos
38 Years of Experience
Roswell, GA
4 DisclosuresBroker
Thomas Tarabicos is a registered investment advisor at Wells Fargo Advisors, based in Roswell, GA, with 38 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
515 East Crossville Road, Suite 450, Roswell, GA, 30075
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2023Denied
Customer Dispute
July 1998Denied
Regulatory
May 1991Final
Regulatory
October 1989Final
Other Business Activities
Thomas has 100% ownership in Covenant Wealth Management, LLC, an investment-related business. He spends about a quarter of his time on this activity.
Employment History
Current Registrations
Wells Fargo Advisors
December 2004 - Present · 21 yrs 7 mos
Wells Fargo Advisors Financial Network, LLCBroker
December 2004 - Present · 21 yrs 7 mos
Previous Registrations
Citigroup Global Markets INC.
February 2004 - December 2004 · 10 mos
Citigroup Global Markets INC.Broker
May 1994 - December 2004 · 10 yrs 7 mos
A. F. Best Securities, INC.Broker
May 1991 - June 1994 · 3 yrs 1 mo
Lehman Brothers INC.Broker
April 1991 - June 1991 · 2 mos
The G.M.S. Group, INC.Broker
January 1990 - May 1991 · 1 yr 4 mos
J. T. Moran & CO., INC.Broker
May 1989 - February 1990 · 9 mos
U.S. Advisors, INC.Broker
February 1989 - May 1989 · 3 mos
Hanifen, Imhoff Securities CORP.Broker
January 1989 - April 1989 · 3 mos
Graystone Nash, INC.Broker
November 1987 - January 1989 · 1 yr 2 mos
State Registrations20 states
CACTFLGAILKYMDMIMONCNJNYOHPARISCTNTXWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.