JA
CFP
JA
CFP
James Arnold
22 Years of Experience
Cocoa, FL
1 DisclosureSells Insurance
James Arnold is a CFP-designated registered investment advisor at Arnold Insurance & Financial Services, LLC, based in Cocoa, FL, with 22 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 230 clients with $53M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
IM Fee
Planning only
Assets Under Management
$53.2M
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Location
511 Delannoy Ave., Unit 2, Cocoa, FL, 32922
Get directionsHistory
Regulatory History (1)
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Customer Dispute
March 2004Denied
Other Business ActivitiesSells Insurance
James is an insurance producer/agent for life, health, variable annuity, and general property & casualty with various insurance companies since 1987-1988. This activity takes about 10% of his time.
Employment History
Current Registrations
Arnold Insurance & Financial Services, LLC
September 2015 - Present · 10 yrs 8 mos
Previous Registrations
Cetera Investment Advisers LLC
August 2006 - October 2015 · 9 yrs 2 mos
Aig Financial Advisors, INC.
November 2005 - August 2006 · 9 mos
Prudential Financial Planning Services
February 2003 - August 2005 · 2 yrs 6 mos
State Registrations1 state
FL
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.