Sara Paulson is a registered investment advisor, based in Concord, CA, with 36 years of industry experience.
Location
1655 Grant Street, 10th Floor, Concord, CA, 94520-2445
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Sara is a Vice President, Division Sales of AssetMark, Inc., a registered investment adviser and affiliate of AssetMark Brokerage, LLC. This role with AssetMark Financial Holdings, Inc. takes nearly full-time hours.
Employment History
Current Registrations
Assetmark, INC.
Assetmark Brokerage, LLC
Assetmark Brokerage, LLCBroker
Previous Registrations
Curian Capital, LLC
Curian Clearing, LLCBroker
Russell Investments
Russell Financial Services, INC., Part of Russell InvestmentsBroker
Robert W. Baird & CO. IncorporatedBroker
Kemper Securities Group, INC.Broker
Global Capital Securities, INC.Broker
Deutsche Bank Capital CorporationBroker
The Nikko Securities CO. International, INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.