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Samir Sleiman

Wells Fargo Advisors
36 Years of Experience
Salt Lake City, UT
5 DisclosuresBroker
View SEC Summary
View SEC Summary

Samir Sleiman is a registered investment advisor at Wells Fargo Advisors, based in Salt Lake City, UT, with 36 years of industry experience. Samir is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

299 S Main St 7th Fl, [Mk/Me-Rbo], Salt Lake City, UT, 84111

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2011
Denied
Customer Dispute
August 2008
Settled
Customer Dispute
July 2005
Denied
Customer Dispute
October 2001
Denied
Customer Dispute
July 1999
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Samir has ownership in multiple real estate and investment-related LLCs and rental properties, dedicating minimal time to each. He is also a co-trustee of his mother-in-law's trust.

Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
January 2011 - Present · 15 yrs 9 mos
Wells Fargo Advisors
January 2011 - Present · 15 yrs 9 mos
Previous Registrations
Wells Fargo Investments, LLC
May 2007 - January 2011 · 3 yrs 8 mos
Wells Fargo Securities, LLCBroker
August 2001 - January 2002 · 5 mos
Wells Fargo Investments, LLCBroker
May 2001 - January 2011 · 9 yrs 8 mos
Wells Fargo Van Kasper, LLCBroker
May 2001 - June 2001 · 1 mo
U.S. Bancorp Piper Jaffray INC.Broker
November 1998 - June 2001 · 2 yrs 7 mos
U.S. Bancorp Investments, INC.Broker
September 1997 - November 1998 · 1 yr 2 mos
U.S. Bancorp SecuritiesBroker
May 1996 - September 1997 · 1 yr 4 mos
Invest Financial CorporationBroker
February 1994 - May 1996 · 2 yrs 3 mos
H.D. Vest Investment Securities, INC.Broker
November 1991 - February 1994 · 2 yrs 3 mos
Financial Network Investment CorporationBroker
October 1989 - January 1990 · 3 mos
Integrated Resources Equity CorporationBroker
September 1989 - October 1989 · 1 mo
American Express Financial Advisors INC.Broker
December 1987 - October 1989 · 1 yr 10 mos
State Registrations28 states
AZCACOFLIDILINMAMDMNMOMTNCNHNJNVNYOKORPASCTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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