LG
CFP
LG
CFP

Lloyd Gaw

38 Years of Experience
Franklin, TN
Broker

Lloyd Gaw is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Franklin, TN, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

1550 West McEwen Drive, Suite 450, Franklin, TN, 37067

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Lloyd is an owner/proprietor of multiple rental real estate properties and LLCs, including Big Hoss Farm LLC, Bulldog LLC, Eastland Development LLC, G&G Properties II LLC, GALA LLC, Glendale LLC, H & Z LLC, and L. Ed Gaw, Jr. FLP. He spends a few hours per week on each of these businesses, handling tasks such as re-leasing, bookkeeping, maintenance, and property management.

Employment History
Current Registrations
Raymond James & Associates, INC.
April 2022 - Present · 4 yrs 3 mos
Raymond James & Associates, INC.Broker
April 2022 - Present · 4 yrs 3 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2012 - April 2022 · 10 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
January 2012 - April 2022 · 10 yrs 3 mos
J.J.B. Hilliard, W.L. Lyons, LLC
March 2004 - January 2012 · 7 yrs 10 mos
J.J.B Hilliard, W.L. Lyons, LLCBroker
March 1996 - January 2012 · 15 yrs 10 mos
Prudential Securities IncorporatedBroker
October 1992 - March 1996 · 3 yrs 5 mos
Dean Witter Reynolds INC.Broker
December 1987 - November 1992 · 4 yrs 11 mos
State Registrations32 states
ALARAZCACOCTFLGAIAIDILINKSKYLAMAMIMSNCNDNHNVNYOHPASCTNTXUTVAVTWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.