Philip Rice is a registered investment advisor at Warm Springs Advisors INC., based in Larkspur, CA, with 6 years of industry experience. Philip operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 15 clients with $130M in assets under management.
Compensation
Firm Size
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Fee Structure
Warm Springs Advisors offers investment management services where they manage your investments on an ongoing basis. This service is bundled with financial planning and consulting. The annual fee for this comprehensive service ranges from 0.90% to 1.0% of the value of your portfolio, depending on factors like the type of client and complexity of their situation. Fees are calculated based on the average daily balance and billed quarterly at the end of the period. You can choose to have the fees deducted directly from your account or pay upon receipt of a billing notice.
Location
80 E. Sir Francis Drake Blvd. Suite 4D, Larkspur, CA, 94939
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Warm Springs Advisors INC.
State Registrations1 state
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