Kathleen Brockmeier is a registered investment advisor, based in St. Louis, MO, with 38 years of industry experience.
Location
501 N. Broadway, St. Louis, MO, 63102
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Kathleen is the owner of 55 acres of farmland, inherited in 1985, which is rented out for $6,000 annually. This activity requires minimal time and is not investment related.
Employment History
Current Registrations
Keefe, Bruyette & Woods, INC.Broker
July 2016 - Present · 10 yrs
Stifel Independent Advisors, LLC
September 2009 - Present · 16 yrs 10 mos
Stifel Independent Advisors, LLCBroker
September 2009 - Present · 16 yrs 10 mos
Stifel, Nicolaus & Company, Incorporated
February 1999 - Present · 27 yrs 5 mos
Stifel, Nicolaus & Company, IncorporatedBroker
October 1987 - Present · 38 yrs 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.