LC
LC
Laurie Clark
19 Years of Experience
Alpharetta, GA
1 DisclosureBroker
Laurie Clark is a registered investment advisor at Mma Securities LLC, based in Alpharetta, GA, with 19 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 8,394 clients.
Compensation
Commission-BasedFixed/Hourly
Firm Size
162 advisors
Number of Clients
8,394 clients
Average Client Portfolio
Not specified
Fee Structure
Investment management only (planning not offered)
MMA Securities offers two services through a subadviser, Empower Advisory Group (EAG):
- In-Plan Advice (Online Advice Service): This service provides online guidance and investment advice, but you implement the recommendations yourself. There is no fee charged directly to plan participants for using this service.
- MMA MyPath (Managed Account Service): This service manages your retirement account for you. Participants in this service pay an annual asset-based fee. The fee covers costs associated with providing the service, including expenses payable to EAG and other service providers. MMA Securities does not retain any portion of this fee.
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Location
100 Kimball Place, Suite 300, Alpharetta, GA, 30009
Get directionsHistory
Regulatory History (1)
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Criminal
January 1992Final Disposition
Employment History
Current Registrations
Mma Securities LLC
December 2025 - Present · 5 mos
Mma Securities LLC
August 2025 - Present · 9 mos
Mma Securities LLCBroker
August 2025 - Present · 9 mos
Previous Registrations
Lincoln Financial Distributors, INC.Broker
May 2024 - July 2025 · 1 yr 2 mos
Lincoln Financial Advisors CorporationBroker
January 2017 - May 2024 · 7 yrs 4 mos
Lincoln Financial Advisors CorporationBroker
March 2011 - December 2014 · 3 yrs 9 mos
Hartford Securities Distribution Company, INC.Broker
February 2008 - March 2010 · 2 yrs 1 mo
Hartford Equity Sales Company INC.Broker
November 2007 - February 2008 · 3 mos
AXA Advisors, LLC
January 2007 - June 2007 · 5 mos
AXA Advisors, LLCBroker
February 2005 - June 2007 · 2 yrs 4 mos
Gwfs Equities, INC.Broker
March 2003 - January 2005 · 1 yr 10 mos
AXA Advisors, LLCBroker
August 2002 - February 2003 · 6 mos
State Registrations1 state
GA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.