David Stallman
David Stallman is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Dallas, TX, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
2100 Ross Ave, Dallas, TX, 75201
Get directionsHistory
Regulatory History (4)
Customer Dispute
April 2003Customer Dispute
December 2000Customer Dispute
November 1997Customer Dispute
March 1993Other Business ActivitiesSells Insurance
David is a trustee of the J. Stuart Fitts Family Life Insurance Trust since 1993. He spends minimal time endorsing an annual premium check and handling tax returns.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations34 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.