Mark Srofe
Mark Srofe is a CFP-designated registered investment advisor at Cambridge Investment Research Advisors, INC., based in Villa Hills, KY, with 37 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
Villa Hills, KY
Get directionsHistory
Regulatory History (2)
Customer Dispute
November 2002Customer Dispute
November 1996Other Business ActivitiesSells Insurance
Mark is an advisory representative of an RIA, spending full-time hours in this role. He is also a financial advisor and an independent insurance agent for various companies, dedicating about a quarter of his time to each of these roles.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Crown Capital Securities, L.P.
Crown Capital Securities, L.P.Broker
L.M. Kohn & Company
L.M. Kohn & CompanyBroker
Equity Analysts INC.
Equity Analysts INC.Broker
Charles Schwab & CO., INC.Broker
Fifth Third Securities, INC.Broker
Fidelity Brokerage Services, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.