Harold Cook
Harold Cook is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Allentown, PA, with 38 years of industry experience. Harold operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
5100 W Tilghman St Ste 211, Allentown, PA, 18104
Get directionsHistory
Regulatory History (10)
Judgment / Lien
June 2014Judgment / Lien
March 2014Judgment / Lien
December 2013Judgment / Lien
June 2013Judgment / Lien
October 2012Judgment / Lien
September 2012Judgment / Lien
November 2009Judgment / Lien
June 2008Judgment / Lien
June 2007Judgment / Lien
April 2005Other Business Activities
Harold owns commercial real estate since 2021 and a consulting business since 2019. The consulting business takes about 10-20% of Harold's time.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
Ids Life Insurance CompanyBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.