John Seel
John Seel is a CFP-designated registered investment advisor at Capital Synergy Partners, based in Torrence, CA, with 38 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 331 clients with $100M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1M+ | 1.75% |
Fees are negotiable at the discretion of Capital Synergy Partners. Third-party money manager program fees will not exceed 1.5%.
Fee Estimator
Location
3820 Del Amo Blvd., #301, Torrence, CA, 90503
Get directionsHistory
Regulatory History (4)
Judgment / Lien
March 2017Judgment / Lien
July 2015Judgment / Lien
August 2010Judgment / Lien
June 2009Other Business ActivitiesSells Insurance
John is the owner of a fixed insurance business, selling and servicing insurance products since 1997. This takes about half of his time overall, and about a quarter of his time during market hours.
Employment History
Current Registrations
Capital Synergy Partners
Capital Synergy PartnersBroker
Previous Registrations
Financial West GroupBroker
Pruco Securities, LLC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Walter Lapovich, CFPCapital Synergy Partners