John Eric Seel

CFP

Capital Synergy Partners

37 Years of Experience

4 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & Coaching

Capital Synergy Partners

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

23 advisors

Number of Clients

386 clients

Average Client Portfolio

$231K average

Assets Under Management

$89.1M

Fee Structure

Minimum Investment:$25K

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $1.0M	2.00%
$1M+	1.75%

Fees may be negotiated.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Location

2860 Michelle Drive, Suite 150, Irvine, CA, 92606

Get directions

History

Regulatory History (4)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Judgment / Lien

March 2017

Judgment / Lien

July 2015

Judgment / Lien

August 2010

Judgment / Lien

June 2009

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

John is the owner of a fixed insurance business, selling and servicing insurance products since 1997. This takes about half of his time overall, and about a quarter of his time during market hours.

Employment History

Current Registrations

Capital Synergy Partners

June 2020 - Present · 5 yrs 8 mos

Capital Synergy PartnersBroker

January 2012 - Present · 14 yrs 1 mo

Previous Registrations

Financial West GroupBroker

July 2005 - December 2011 · 6 yrs 5 mos

Pruco Securities, LLC.Broker

January 1988 - August 2005 · 17 yrs 7 mos

State Registrations5 states

AZCAFLNVPA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.