MP
MP

Michael Pierre

35 Years of Experience
Hauppauge, NY
3 DisclosuresBrokerSells Insurance

Michael Pierre is a registered investment advisor at Cetera Investment Advisers LLC, based in Hauppauge, NY, with 35 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1600 Caleb's Path Extn; Ste # 121, Hauppauge, NY, 11788

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
December 2005
Final
Customer Dispute
January 2003
Denied
Customer Dispute
September 2000
Settled
Other Business ActivitiesSells Insurance

Michael is involved with St. Pierre Associates, Inc., selling property & casualty insurance and Medicare supplement insurance, earning straight commissions, dedicating a few hours per week. He also serves as a board member at The Association for Mental Health and Wellness, spending minimal time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
May 2021 - Present · 5 yrs 2 mos
Cetera Investment Services LLCBroker
June 2020 - Present · 6 yrs 1 mo
Previous Registrations
LPL Financial LLC
May 2019 - April 2020 · 11 mos
LPL Financial LLCBroker
July 2009 - April 2020 · 10 yrs 9 mos
Questar Capital CorporationBroker
October 2007 - July 2009 · 1 yr 9 mos
Summit Equities, INC.Broker
May 2007 - September 2007 · 4 mos
Questar Capital CorporationBroker
December 2006 - May 2007 · 5 mos
Usallianz Securities, INC.Broker
June 2006 - December 2006 · 6 mos
Wm Financial Services, INC.Broker
November 2002 - May 2006 · 3 yrs 6 mos
Pfic Securities CorporationBroker
October 2002 - November 2002 · 1 mo
Hsbc Brokerage (USA) INC.Broker
July 2001 - September 2002 · 1 yr 2 mos
Citicorp Investment ServicesBroker
April 2000 - July 2001 · 1 yr 3 mos
Metlife Securities INC.Broker
February 1996 - November 1999 · 3 yrs 9 mos
Metropolitan Life Insurance CompanyBroker
February 1996 - November 1999 · 3 yrs 9 mos
Colin Winthrop & CO., INC.Broker
September 1995 - November 1995 · 2 mos
Citicorp Investment ServicesBroker
June 1992 - March 1994 · 1 yr 9 mos
Citicorp Financial Services,inc.Broker
September 1990 - June 1992 · 1 yr 9 mos
Landmark Brokerage Services, INC.Broker
January 1989 - October 1990 · 1 yr 9 mos
Isfa CorporationBroker
November 1987 - January 1989 · 1 yr 2 mos
State Registrations5 states
FLNJNYPAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.