Paul Bailey is a registered investment advisor, based in Houston, TX, with 37 years of industry experience.
Location
4550 Post Oak Pl, Ste 125, Houston, TX, 77027
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Paul works as an agent/broker for Ardent Solutions and IMG Financial Group, selling fixed insurance products, dedicating about 10-20% of his time to Ardent Solutions and minimal time to IMG Financial Group. Paul is also an informal Texas Loan Committee Member for Community Business Finance, reviewing small business loan applications, spending a few hours per week on this activity.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Previous Registrations
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
Securian Financial Services, INC.
Waddell & Reed, INC.Broker
Pruco Securities CorporationBroker
Aetna Life Insurance and Annuity CompanyBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.