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Allen Margolin
37 Years of Experience
Sunny Isles Beach, FL
1 DisclosureBroker
Allen Margolin is a registered investment advisor at Morgan Stanley, based in Sunny Isles Beach, FL, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Sunny Isles Beach, FL
Get directionsHistory
Regulatory History (1)
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Customer Dispute
February 2003Settled
Other Business Activities
Allen owns investment-related rental real estate property. This activity requires minimal time.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
October 2007 - June 2009 · 1 yr 8 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
May 2001 - April 2007 · 5 yrs 11 mos
Janney Montgomery Scott LLCBroker
January 1991 - May 2001 · 10 yrs 4 mos
W. H. Newbold's Son & Co./hopper Soliday & CO., INC.Broker
December 1990 - January 1991 · 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1988 - December 1990 · 2 yrs 5 mos
State Registrations16 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.