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Todd Rinderer

38 Years of Experience
O'Fallon, IL
3 DisclosuresBroker

Todd Rinderer is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in O'Fallon, IL, with 38 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3365 advisors
Number of Clients
222,322 clients
Average Client Portfolio
$770K average
Assets Under Management
$171.2B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.

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Location

475 Regency Park, Suite 250, O'Fallon, IL, 62269

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2013
Denied
Customer Dispute
March 2010
Denied
Customer Dispute
February 2000
Denied
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
January 1998 - Present · 28 yrs 6 mos
Stifel, Nicolaus & Company, IncorporatedBroker
May 1995 - Present · 31 yrs 2 mos
Previous Registrations
Oppenheimer & CO., INC.Broker
September 1993 - May 1995 · 1 yr 8 mos
Prudential Securities IncorporatedBroker
August 1989 - September 1993 · 4 yrs 1 mo
Thomson Mckinnon Securities INC.Broker
November 1987 - August 1989 · 1 yr 9 mos
State Registrations21 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Todd Rinderer - Financial Advisor | TrueAdvisor