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Steven Schultz

Oppenheimer & CO. INC.
29 Years of Experience
North Palm Beach, FL
1 DisclosureBroker
View SEC Summary
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Steven Schultz is a registered investment advisor at Oppenheimer & CO. INC., based in North Palm Beach, FL, with 29 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.

Oppenheimer & CO. INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1159 advisors
Number of Clients
39,036 clients
Average Client Portfolio
$940K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

11780 U.S. Highway 1, Suite N101, North Palm Beach, FL, 33408

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2001
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Oppenheimer & CO. INC.
September 2005 - Present · 21 yrs 1 mo
Oppenheimer & CO. INC.Broker
September 2005 - Present · 21 yrs 1 mo
Previous Registrations
Merrill Lynch Pierce Fenner & Smith INC.
March 2002 - September 2005 · 3 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2002 - September 2005 · 3 yrs 6 mos
Prudential Securities IncorporatedBroker
June 1998 - April 2002 · 3 yrs 10 mos
Metlife Securities INC.Broker
August 1996 - September 1997 · 1 yr 1 mo
Metropolitan Life Insurance CompanyBroker
August 1996 - September 1997 · 1 yr 1 mo
State Registrations35 states
AKAZCACOCTDEFLGAIDKSKYMAMDMEMIMNMONCNJNVNYOHOKORPAPRSCSDTNTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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