GO
GO

George O'brien

38 Years of Experience
Sarasota, FL
Broker

George O'brien is a registered investment advisor at Morgan Stanley, based in Sarasota, FL, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

2 North Tamiami Trail, Suite 1100, Sarasota, FL, 34236

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

George serves as a power of attorney for two individuals in Florida. These investment-related activities require minimal time outside of business hours.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
February 2006 - June 2009 · 3 yrs 4 mos
Citigroup Global Markets INC.Broker
February 2006 - June 2009 · 3 yrs 4 mos
Legg Mason Wood Walker INC
February 1994 - February 2006 · 12 yrs
Legg Mason Wood Walker, IncorporatedBroker
November 1992 - February 2006 · 13 yrs 3 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
March 1990 - December 1992 · 2 yrs 9 mos
Shearson Lehman Hutton INC.Broker
April 1988 - April 1990 · 2 yrs
E. F. Hutton & Company INCBroker
November 1987 - April 1988 · 5 mos
State Registrations40 states
AZCACOCTDCDEFLGAIAIDILINKYLAMAMDMEMIMNMONCNENHNJNMNVNYOHORPARISCTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
George O'brien - Financial Advisor | TrueAdvisor