Ronald Briggs
Ronald Briggs is a registered investment advisor at LPL Financial LLC, based in East Longmeadow, MA, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
10 Crane Ave, Suite 3, East Longmeadow, MA, 01028
Get directionsHistory
Regulatory History (1)
Regulatory
August 1991Other Business ActivitiesSells Insurance
Ronald is the proprietor of Horizon Investment Management Group, focusing on investment sales and dedicating full-time hours to it. He also owns an insurance business selling life and health insurance, but spends minimal time on it, and is a board member of an ice hockey officials association, spending a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Next Financial Group, INC.
Next Financial Group, INC.Broker
Main Street Management Company
Main Street Management CompanyBroker
Morgan Stanley Dw INC.Broker
Prudential-Bache Securities INC.Broker
Nylife Securities INC.Broker
Shearson Lehman Hutton INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.