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Ronald Ring

38 Years of Experience
Lexington, KY
BrokerSells Insurance

Ronald Ring is a registered investment advisor at LPL Financial LLC, based in Lexington, KY, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

771 Corporate Dr Ste 640, Lexington, KY, 40503-5440

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Ronald operates Ring Financial Services LLC as a DBA for his LPL business and is involved with Evergreen Heights Farm, LLC for tax/investment purposes. He is also an agent at Financial Strategies Group, an insurance agency, and owns real estate rental property through Keepsake, Inc.

Employment History
Current Registrations
LPL Financial LLC
November 2001 - Present · 24 yrs 6 mos
LPL Financial LLCBroker
October 2001 - Present · 24 yrs 7 mos
Previous Registrations
Banc One Securities CorporationBroker
April 1998 - November 2001 · 3 yrs 7 mos
Metlife Securities INC.Broker
October 1991 - March 1998 · 6 yrs 5 mos
Metropolitan Life Insurance CompanyBroker
October 1991 - March 1998 · 6 yrs 5 mos
Money Concepts Capital CORPBroker
February 1990 - October 1991 · 1 yr 8 mos
R.B. Marich, INC.Broker
August 1989 - February 1990 · 6 mos
Blinder, Robinson & CO., INC.Broker
December 1987 - August 1989 · 1 yr 8 mos
State Registrations19 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.