JW
JW
John Watson
38 Years of Experience
Arroyo Grande, CA
2 DisclosuresBroker
John Watson is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Arroyo Grande, CA, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
1615 Oak Hill Rd., Arroyo Grande, CA, 93420
Get directionsHistory
Regulatory History (2)
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Customer Dispute
March 2004Denied
Customer Dispute
September 2003Award / Judgment
Other Business Activities
John is involved in rental real estate through JTS Inc. He spends minimal time on these activities, which include renting office space to his son.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 4 mos
Raymond James Financial Services, INC.Broker
October 1989 - Present · 36 yrs 7 mos
Previous Registrations
Raymond James Financial Services
September 2002 - January 2009 · 6 yrs 4 mos
Lehman Brothers INC.Broker
May 1988 - May 1991 · 3 yrs
E. F. Hutton & Company INCBroker
December 1987 - May 1988 · 5 mos
State Registrations8 states
ALAZCACOFLNVORTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.