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Timothy Pitera

Iht Wealth Management LLC
36 Years of Experience
Chicago, IL
3 DisclosuresBroker
View SEC Summary
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Timothy Pitera is a registered investment advisor at Iht Wealth Management LLC, based in Chicago, IL, with 36 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning, and 1 more. Their firm serves 23,131 clients with $6.4B in assets under management.

Iht Wealth Management LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
158 advisors
Number of Clients
23,131 clients
Average Client Portfolio
$276K average
Assets Under Management
$6.4B

Fee Structure

Minimum Investment:$5K

IHT Wealth Management charges a percentage of your portfolio's value for investment management. The exact fee is negotiated with each client, up to a maximum of 2% annually. Clients with smaller accounts may pay higher fees. IHT also offers access to LPL Financial's Guided Wealth Portfolios (GWP), which charges a maximum fee of 1.35%, including LPL's program fee of 0.35% and an advisor fee up to 1.00%.

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Location

123 N. Wacker Dr., Suite 2300, Chicago, IL, 60606

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2005
Denied
Customer Dispute
August 2004
Denied
Customer Dispute
February 2002
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Timothy provides investment advisory services through IHT Wealth Management, an independent investment advisor firm, since January 2023. This activity takes nearly full-time hours.

Employment History
Current Registrations
Iht Wealth Management LLC
January 2023 - Present · 3 yrs 4 mos
LPL Financial LLCBroker
January 2023 - Present · 3 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2011 - January 2023 · 12 yrs
Wells Fargo Clearing Services, LLCBroker
January 2011 - January 2023 · 12 yrs
Wells Fargo Investments, LLC
November 2007 - January 2011 · 3 yrs 2 mos
Wells Fargo Investments, LLCBroker
November 2007 - January 2011 · 3 yrs 2 mos
U.S. Bancorp Investments, INC.Broker
December 2001 - November 2007 · 5 yrs 11 mos
Firstar Investment Services,inc.Broker
April 1997 - December 2001 · 4 yrs 8 mos
Invest Financial CorporationBroker
June 1996 - April 1997 · 10 mos
Financial Network Investment CorporationBroker
January 1996 - July 1996 · 6 mos
Voyageur Fund Distributors, INC.Broker
October 1994 - October 1995 · 1 yr
Fbs Investment Services, INC.Broker
March 1993 - September 1994 · 1 yr 6 mos
American Express Financial Advisors INC.Broker
December 1988 - October 1992 · 3 yrs 10 mos
State Registrations11 states
AZCOFLIDILMAMNNYTXVTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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