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Stuart Smith is a registered investment advisor at Morgan Stanley, based in Nashville, TN, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
3102 West End Avenue, Suite 200, Nashville, TN, 37203
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Regulatory History (1)
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Customer Dispute
July 2009Settled
Other Business Activities
Stuart is the chair of the finance committee for the Tennessee Golf Foundation, promoting amateur and professional golf. This takes minimal time each month, split evenly between business and after-business hours.
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.
April 2004 - June 2009 · 5 yrs 2 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
November 1987 - July 1993 · 5 yrs 8 mos
State Registrations42 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.