Herbert Morgan is a registered investment advisor at Cantor Fitzgerald Investment Advisors, based in New York, NY, with 22 years of industry experience. Herbert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 1,286 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.75% |
| $1.0M - $10.0M | 0.60% |
| $10M+ | 0.50% |
Under certain circumstances, Cantor Fitzgerald Investment Advisors (CFIA) reserves the right to negotiate fees, which may result in different fees for similar investment management services.
Fee Estimator
Location
110 East 59th Street, 7th Floor, New York, NY, 10022
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Herbert is a board member for Theta Chi Investment Holding Company and Wildcat Brothers at Gator Cove, Inc, a rum distillery. He also owns Hopeful Suspense LLC, a holding company for his personal investments, dedicating a few hours per week to this business.
Employment History
Current Registrations
Cantor Fitzgerald Investment Advisors
Previous Registrations
Efficient Market Advisors, LLC
Efficient Market Advisors, LLC
Linsco/private Ledger CORP.
State Registrations1 state
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