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Timothy Reeves

38 Years of Experience
St. Charles, MO
3 DisclosuresBrokerSells Insurance

Timothy Reeves is a registered investment advisor at LPL Financial LLC, based in St. Charles, MO, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

820 South Fifth St, St. Charles, MO, 63301

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2017
Denied
Customer Dispute
January 2014
Denied
Customer Dispute
September 2009
Denied
Other Business ActivitiesSells Insurance

Timothy is involved with Beacon Support Services LLC and Beacon Advisor Group, both investment-related. He also sells life and fixed annuity insurance products, dedicating minimal time to this, and has seasonal employment at Kohls, spending about a third of his time there.

Employment History
Current Registrations
LPL Financial LLC
December 2022 - Present · 3 yrs 5 mos
LPL Financial LLCBroker
December 2022 - Present · 3 yrs 5 mos
Previous Registrations
LPL Financial LLC
December 2022 - December 2022 · 0 mos
Royal Alliance Associates, INC.
October 2017 - December 2022 · 5 yrs 2 mos
Royal Alliance Associates, INC.Broker
October 2017 - December 2022 · 5 yrs 2 mos
Royal Alliance Associates, INC.
October 2017 - October 2017 · 0 mos
National Planning CorporationBroker
November 2007 - October 2017 · 9 yrs 11 mos
National Planning Corporation ("npc of America" in Fl & Ny)
November 2007 - October 2017 · 9 yrs 11 mos
American General Securities Incorporated
November 2006 - November 2007 · 1 yr
American General Securities IncorporatedBroker
October 2002 - November 2007 · 5 yrs 1 mo
Franklin Financial Services CorporationBroker
January 1988 - October 2002 · 14 yrs 9 mos
State Registrations8 states
ALARCOILINMDMONV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.