DL
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Dora Loaiza
23 Years of Experience
El Segundo, CA
Broker
Dora Loaiza is a registered investment advisor at Cetera Investment Advisers LLC, based in El Segundo, CA, with 23 years of industry experience. Dora operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
2301 Rosecrans Ave #5100, El Segundo, CA, 90245
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLC
April 2018 - Present · 8 yrs 1 mo
Cetera Wealth Services, LLCBroker
April 2018 - Present · 8 yrs 1 mo
Previous Registrations
Cetera Advisor Networks LLC
April 2018 - June 2023 · 5 yrs 2 mos
Ares Investor Services LLCBroker
November 2015 - April 2018 · 2 yrs 5 mos
Cetera Advisor Networks LLC
August 2011 - November 2015 · 4 yrs 3 mos
Cetera Advisor Networks LLCBroker
April 2008 - November 2015 · 7 yrs 7 mos
1717 Capital Management CompanyBroker
March 2003 - May 2008 · 5 yrs 2 mos
State Registrations15 states
AZCACOFLIAILINMAMIMNORPASDTXWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.