KC
CFP
KC
CFP
Kevin Caputo
26 Years of Experience
Mount Pleasant, SC
1 DisclosureBrokerSells Insurance
Kevin Caputo is a CFP-designated registered investment advisor, based in Mount Pleasant, SC, with 26 years of industry experience.
Location
111 Coleman Blvd, Suite 402, Mount Pleasant, SC, 29464
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 2007Award / Judgment
Other Business ActivitiesSells Insurance
Kevin is a wealth management advisor at Apollon Wealth Management, dedicating nearly full-time hours to advising clients on investments and planning. He also works as an insurance agent for Fixed Insurance and PKSF, spending a few hours per week providing insurance advice, and is involved in several real estate and holding company ventures.
Employment History
Current Registrations
Purshe Kaplan Sterling Investments
December 2024 - Present · 1 yr 7 mos
Purshe Kaplan Sterling InvestmentsBroker
December 2024 - Present · 1 yr 7 mos
Apollon Wealth Management, LLC
November 2024 - Present · 1 yr 8 mos
Previous Registrations
RBC Capital Markets, LLCBroker
January 2016 - November 2024 · 8 yrs 10 mos
RBC Capital Markets, LLC
January 2016 - November 2024 · 8 yrs 10 mos
Wells Fargo Advisors, LLCBroker
February 2009 - January 2016 · 6 yrs 11 mos
Wells Fargo Advisors, LLC
February 2009 - January 2016 · 6 yrs 11 mos
Citigroup Global Markets INC.
July 2006 - March 2009 · 2 yrs 8 mos
Citigroup Global Markets INC.Broker
July 2006 - March 2009 · 2 yrs 8 mos
Merrill Lynch Pierce Fenner & Smith INC.
January 2002 - July 2006 · 4 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2000 - July 2006 · 6 yrs 5 mos
Citicorp Investment ServicesBroker
September 1999 - January 2000 · 4 mos
State Registrations4 states
CANVORTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.