Kathleen Peterson is a registered investment advisor at Wells Fargo Advisors, based in Orchard Park, NY, with 32 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
4264 North Buffalo Rd, Orchard Park, NY, 14127
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Kathleen is a notary in Hamburg, New York, dedicating minimal time to this non-investment related activity since 2012. She also serves as Assistant Treasurer for St. James United Church of Christ, overseeing the budget and expenses for minimal time since 2018.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors
Previous Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
A. G. Edwards & Sons, INC.Broker
Prudential Securities IncorporatedBroker
Community Investment Services, INC.Broker
Saperston Asset Management, INC.Broker
Prudential Securities IncorporatedBroker
State Registrations36 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.