David Pollard
David Pollard is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Carrollton, GA, with 37 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
119 Maple Street, Suite 314, Carrollton, GA, 30117
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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David owns Henry Miller LLC, a support company/DBA, and dedicates minimal time to it. He also owns Partners Financial Group, another support company/DBA, and works as an investment advisor.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Raymond James Financial Services
Robert Thomas Securities, INCBroker
NationssecuritiesBroker
Nationsbanc Securities, INC.Broker
Edward D. Jones & CO., L.P.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Investech Capital CorporationBroker
Power Securities CorporationBroker
Shelter Rock Securities CORP.Broker
Linsco Financial Group, INC.Broker
State Registrations16 states
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