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Scott Moore

26 Years of Experience
Carmel, IN

Scott Moore is a registered investment advisor at Moore Private Wealth L.L.C., based in Carmel, IN, with 26 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 22 clients with $32M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
22 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$31.9M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Fees are negotiable for some clients.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Carmel, IN

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Employment History
Current Registrations
Moore Private Wealth L.L.C.
September 2022 - Present · 3 yrs 8 mos
Previous Registrations
RBC Capital Markets, LLCBroker
September 2019 - October 2022 · 3 yrs 1 mo
RBC Capital Markets, LLC
September 2019 - October 2022 · 3 yrs 1 mo
Morgan Stanley
June 2009 - September 2019 · 10 yrs 3 mos
Morgan StanleyBroker
June 2009 - September 2019 · 10 yrs 3 mos
Morgan Stanley & CO. Incorporated
November 2008 - June 2009 · 7 mos
Morgan Stanley & CO. IncorporatedBroker
November 2008 - June 2009 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2004 - December 2008 · 4 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2004 - December 2008 · 4 yrs 1 mo
A. G. Edwards & Sons, INC.
August 2000 - November 2004 · 4 yrs 3 mos
A. G. Edwards & Sons, INC.Broker
December 1999 - November 2004 · 4 yrs 11 mos
State Registrations1 state
IN
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.