MS
MS
Mark Serrian
38 Years of Experience
Bozeman, MT
2 DisclosuresBroker
Mark Serrian is a registered investment advisor at Wells Fargo Advisors, based in Bozeman, MT, with 38 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
105 East Oak, Unit 1A, Bozeman, MT, 59715
Get directionsHistory
Regulatory History (2)
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Customer Dispute
July 2005Settled
Customer Dispute
June 2002Denied
Other Business Activities
Mark serves as power of attorney for his father. He also attends theatre and music events at the Majestic Theatre, spending minimal time on this non-investment related activity.
Employment History
Current Registrations
Wells Fargo Advisors
November 2025 - Present · 6 mos
Wells Fargo Advisors Financial Network, LLCBroker
November 2025 - Present · 6 mos
Previous Registrations
Oppenheimer & CO. INC.
September 2006 - November 2025 · 19 yrs 2 mos
Oppenheimer & CO. INC.Broker
January 2006 - November 2025 · 19 yrs 10 mos
Legg Mason Wood Walker, IncorporatedBroker
December 1994 - February 2006 · 11 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1990 - December 1994 · 4 yrs
Pruco Securities CorporationBroker
June 1989 - October 1990 · 1 yr 4 mos
The Prudential Insurance Company of AmericaBroker
June 1989 - October 1990 · 1 yr 4 mos
John Hancock Distributors, INC.Broker
December 1987 - May 1989 · 1 yr 5 mos
State Registrations25 states
ALCACOCTDCDEFLGAIDKYLAMAMDMONCNJNYOHOKPASCSDVAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.