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Gary Tibbs

36 Years of Experience
Radford, VA
1 DisclosureBroker

Gary Tibbs is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Radford, VA, with 36 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3365 advisors
Number of Clients
222,322 clients
Average Client Portfolio
$770K average
Assets Under Management
$171.2B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.

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Location

222 West Main Street, Radford, VA, 24141

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2008
Denied
Other Business Activities

Gary serves as a Church Elder at Fairlawn Church of God, attending monthly meetings to discuss church matters. This activity requires minimal time and is not investment-related.

Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
May 2010 - Present · 16 yrs 4 mos
Stifel, Nicolaus & Company, Incorporated
May 2010 - Present · 16 yrs 4 mos
Previous Registrations
Morgan Stanley Smith Barney LLC
June 2009 - June 2010 · 1 yr
Morgan Stanley Smith BarneyBroker
June 2009 - June 2010 · 1 yr
Citigroup Global Markets INC.Broker
February 2006 - June 2009 · 3 yrs 4 mos
Citigroup Global Markets INC.
February 2006 - June 2009 · 3 yrs 4 mos
Legg Mason Wood Walker INC
April 2001 - February 2006 · 4 yrs 10 mos
Legg Mason Wood Walker, IncorporatedBroker
November 1989 - February 2006 · 16 yrs 3 mos
J. W. Gant & Associates, INC.Broker
May 1989 - October 1989 · 5 mos
State Registrations34 states
ALARAZCACODCDEFLGAIAILINKYMDMIMNMOMSMTNCNYOHOKORPARISCSDTNTXUTVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Gary Tibbs - Financial Advisor | TrueAdvisor