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Gary Tibbs

Stifel, Nicolaus & Company, Incorporated
37 Years of Experience
Radford, VA
1 DisclosureBroker
View SEC Summary
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Gary Tibbs is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Radford, VA, with 37 years of industry experience. Gary is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

222 West Main Street, Radford, VA, 24141

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Gary serves as a Church Elder at Fairlawn Church of God, attending monthly meetings to discuss church matters. This activity requires minimal time and is not investment-related.

Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
May 2010 - Present · 16 yrs 5 mos
Stifel, Nicolaus & Company, Incorporated
May 2010 - Present · 16 yrs 5 mos
Previous Registrations
Morgan Stanley Smith Barney LLC
June 2009 - June 2010 · 1 yr
Morgan Stanley Smith BarneyBroker
June 2009 - June 2010 · 1 yr
Citigroup Global Markets INC.Broker
February 2006 - June 2009 · 3 yrs 4 mos
Citigroup Global Markets INC.
February 2006 - June 2009 · 3 yrs 4 mos
Legg Mason Wood Walker INC
April 2001 - February 2006 · 4 yrs 10 mos
Legg Mason Wood Walker, IncorporatedBroker
November 1989 - February 2006 · 16 yrs 3 mos
J. W. Gant & Associates, INC.Broker
May 1989 - October 1989 · 5 mos
State Registrations34 states
ALARAZCACODCDEFLGAIAILINKYMDMIMNMOMSMTNCNYOHOKORPARISCSDTNTXUTVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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