Michael Ferrin
Michael Ferrin is a registered investment advisor at Compass Financial Management LLC, based in Clemmons, NC, with 32 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,350 clients with $520M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.95% |
| $1.0M - $3.0M | 1.75% |
| $3.0M - $5.0M | 1.50% |
| $5M+ | 1.00% |
Fee Estimator
Location
Clemmons, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael is the president of Pinnacle Insurance and Investments, Inc., where he focuses on securities and fixed insurance sales and service. He also sells fixed insurance through Pinnacle Insurance and Investments, dedicating a few hours per week to this activity.
Employment History
Current Registrations
Compass Financial Management LLC
Previous Registrations
Kovack Advisors, INC.
Kovack Securities INC.Broker
Investors Capital CORP.Broker
Lsa Securities, INC.Broker
Fortis Investors, INC.Broker
Legend Capital CorporationBroker
Pruco Securities CorporationBroker
State Registrations1 state
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