Cynthia Crossen is a registered investment advisor, based in Knoxville, TN, with 35 years of industry experience.
Location
7610 Gleason Dr, Knoxville, TN, 37919
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Truist Investment Services, INC.Broker
August 2018 - Present · 7 yrs 9 mos
Truist Advisory Services, INC.
August 2018 - Present · 7 yrs 9 mos
Previous Registrations
TD Ameritrade, INC.
February 2018 - April 2018 · 2 mos
TD Ameritrade, INC.Broker
February 2018 - April 2018 · 2 mos
TD Ameritrade Investment Management, LLC
February 2018 - April 2018 · 2 mos
Scottrade Investment Management
May 2017 - February 2018 · 9 mos
Scottrade, INC.Broker
November 2004 - February 2018 · 13 yrs 3 mos
Charles Schwab & CO., INC.Broker
November 1996 - April 2003 · 6 yrs 5 mos
Dean Witter Reynolds INC.Broker
March 1993 - December 1996 · 3 yrs 9 mos
Waddell & Reed, INC.Broker
August 1991 - June 1992 · 10 mos
Suntrust Securities, INC.Broker
December 1987 - February 1991 · 3 yrs 2 mos
State Registrations1 state
TN
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.