Bradford Wheeler is a registered investment advisor, based in Phoenix, AZ, with 20 years of industry experience.
Location
3200 Central Ave, 7th Floor, Phoenix, AZ, 85012
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Bradford is a Senior Vice President of Operations at AssetMark, Inc., a registered investment advisor and affiliate of AssetMark Brokerage, LLC. This full-time role involves investment-related activities.
Employment History
Current Registrations
Assetmark Brokerage, LLCBroker
August 2014 - Present · 11 yrs 11 mos
Assetmark, INC.
August 2008 - Present · 17 yrs 11 mos
Previous Registrations
Capital Brokerage CorporationBroker
December 2013 - August 2014 · 8 mos
Capital Brokerage CorporationBroker
December 2007 - November 2013 · 5 yrs 11 mos
Genworth Financial Asset Management, INC
June 2007 - August 2008 · 1 yr 2 mos
Roger J. Lange and Company, INC.Broker
January 1988 - July 1989 · 1 yr 6 mos
State Registrations1 state
AZ
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.