Mary Keller is a registered investment advisor at Morgan Stanley, based in San Jose, CA, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
225 West Santa Clara Street, Suite 900, San Jose, CA, 95113
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
May 2019 - Present · 7 yrs 4 mos
Morgan Stanley
May 2019 - Present · 7 yrs 4 mos
Previous Registrations
Ameriprise Financial Services, INC.
March 2015 - May 2019 · 4 yrs 2 mos
Ameriprise Financial Services, INC.Broker
March 2015 - May 2019 · 4 yrs 2 mos
Wells Fargo Advisors, LLC
April 2009 - March 2015 · 5 yrs 11 mos
Wells Fargo Advisors, LLCBroker
June 2008 - March 2015 · 6 yrs 9 mos
Foothill Securities, INC.Broker
February 2008 - May 2008 · 3 mos
State Registrations47 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.