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Gary Friedman

Summit Capital INC.
29 Years of Experience
Pepper Pike, OH
5 Disclosures
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Gary Friedman is a registered investment advisor at Summit Capital INC., based in Pepper Pike, OH, with 29 years of industry experience. Gary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 215 clients with $210M in assets under management.

Summit Capital INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
3 advisors
Number of Clients
215 clients
Average Client Portfolio
$969K average
Assets Under Management
$208.2M

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.50%
$500K - $2.0M1.00%
$2.0M - $3.0M0.75%
$3M+0.50%

Fees may be negotiable based on the specific nature and scope of the engagement.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

29425 Chagrin Blvd. # 350, Pepper Pike, OH, 44122

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2011
Settled
Regulatory
November 2001
Final
Customer Dispute
July 2001
Denied
Regulatory
November 2000
Final
Employment Separation After Allegations
June 2000
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Summit Capital INC.
April 2009 - Present · 17 yrs 1 mo
Previous Registrations
Compulife Investor Services, INC.Broker
September 1995 - December 1996 · 1 yr 3 mos
Independence Capital CO., INC.Broker
August 1994 - June 2000 · 5 yrs 10 mos
Liberty Securities CorporationBroker
July 1992 - May 1994 · 1 yr 10 mos
Independence Capital CO., INC.Broker
May 1991 - August 1992 · 1 yr 3 mos
Cigna Securities, INC.Broker
December 1989 - May 1991 · 1 yr 5 mos
Integrated Resources Equity CorporationBroker
December 1987 - November 1989 · 1 yr 11 mos
State Registrations2 states
OHSC
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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