Christian Li
Christian Li is a CFP-designated registered investment advisor at LPL Financial LLC, based in Chino, CA, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Chino, CA
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Regulatory History (1)
Customer Dispute
October 2001Other Business ActivitiesSells Insurance
Christian operates The Advisory Group as a DBA for his LPL business and is a co-owner of TAG Financial, INC for tax/investment purposes, dedicating minimal time to the latter. Christian also works as a non-variable insurance agent since 1986.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
The Advisory Group
Fsc Securities Corporation
Fsc Securities CorporationBroker
Boardwalk Capital CorporationBroker
State Registrations34 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.