Michael Finnell is a registered investment advisor, based in San Rafael, CA, with 38 years of industry experience.
Location
4340 Redwood Highway, Suite B-60, San Rafael, CA, 94903
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Michael is involved in several investment-related activities, including roles at HUB International, Heritage Wealth Management Group, and Global Retirement Partners, LLC. He also owns rental real estate property and lntegra Property Management, LLC.
Employment History
Current Registrations
HUB International Investment Services INC.Broker
HUB International Investment Services INC.
LPL Financial LLCBroker
Global Retirement Partners LLC
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Atlas Brokerage Company, L.P.Broker
Bgs&g Investment Services, INC.Broker
Chubb Securities CorporationBroker
American General Securities IncorporatedBroker
Calvert Securities CorporationBroker
Pruco Securities CorporationBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.