M Long
M Long is a registered investment advisor at Calton & Associates, INC., based in Tampa, FL, with 37 years of industry experience. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 5,283 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Calton charges a percentage of your portfolio for investment management, up to 2.60% annually. This fee may be negotiable. The exact fee depends on the representative managing your account and the program you select. You may also incur additional fees from third-party money managers. Calton bills quarterly, either in advance or arrears. You can terminate the agreement with 30 days' notice, and any unearned fees will be refunded. Some clients may be charged performance-based fees.
Location
2701 N Rocky Point Drive, Suite 1000, Tampa, FL, 33607
Get directionsHistory
Regulatory History (15)
Customer Dispute
May 2018Customer Dispute
March 2017Customer Dispute
January 2017Customer Dispute
November 2016Customer Dispute
October 2016Regulatory
October 2016Customer Dispute
November 2015Customer Dispute
October 2015Customer Dispute
May 2015Customer Dispute
April 2011Customer Dispute
May 2010Customer Dispute
May 2008Customer Dispute
July 2000Customer Dispute
July 1999Customer Dispute
July 1997Other Business ActivitiesSells Insurance
M is an agent for LegalShield, providing prepaid legal services, and a partner in Wealth Preservation Consultants Ltd, where he provides financial planning services full-time. M also owns M F Long, through which he sells life insurance and fixed annuities, and First Financial Services Group, his DBA for business transactions.
Employment History
Current Registrations
Calton & Associates, INC.
Calton & Associates, INC.
Calton & Associates, INC.Broker
Previous Registrations
Vsr Advisory Services
The Masters, INC.
Vsr Financial Services, INC.Broker
Rushmore Securities CorporationBroker
Northstar Securities, INC.Broker
Dominion Capital CorporationBroker
Baraban Securities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.